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Alzheimer's disease comorbidity in normal pressure hydrocephalus: prevalence and shunt response


The clinical impact of Alzheimer's disease pathology at biopsy was investigated in 56 cognitively impaired patients undergoing shunt surgery for idiopathic normal pressure hydrocephalus (NPH). Cognition was measured by means of the global deterioration scale (GDS), the mini mental status examination (MMSE) and a battery of six psychometric tests. Gait was assessed using objective measurements of velocity and the ambulatory index (AI). The prevalence of cases exhibiting neuritic plaques (positive biopsies) increased in parallel with dementia severity from 18% for patients with GDS 3 to 75% for patients with GDS scores⩾6. Patients with positive biopsies were more cognitively impaired (higher GDS and lower MMSE scores) as well as more gait impaired (higher AI scores and slower velocities) than patients with negative biopsies. After surgery, gait velocity and AI scores improved significantly and to a comparable degree for patients with and without positive biopsies. Similar proportions of positive and negative biopsy patients also had improved gait as assessed by means of subjective video tape comparisons. There were no significant differences between the biopsy groups in the magnitude of postoperative psychometric change or in the proportion of cases exhibiting improved urinary control. Alzheimer's disease pathology is a common source of comorbidity in older patients with idiopathic NPH where it contributes to the clinical impairment associated with this disorder. For patients accurately diagnosed with NPH, concomitant Alzheimer's disease pathology does not strongly influence the clinical response to shunt surgery.

  • normal pressure hydrocephalus
  • Alzheimer's disease
  • dementia
  • ventriculo-peritoneal shunt

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Although normal pressure hydrocephalus (NPH) is recognised as a potentially reversible cause of intellectual and motor impairment in older adults, ventricular shunting procedures do not always result in clinical improvement. The explanation for shunt unresponsiveness is not well understood but comorbid neurodegenerative pathology such as Alzheimer's disease may play an important part.

Alzheimer's disease is a common cause of dementia in elderly people and may therefore be a frequent source of concomitant pathology in older cognitively impaired patients with NPH. In two recent retrospective studies, clinical improvement was reported in three of five1 and two of eight2 shunted patients with Alzheimer's disease pathology established by biopsy indicating that comorbidity with this disease does not always mitigate against a beneficial neurosurgical result. Nevertheless, Alzheimer's disease may attenuate the brain's capacity to recover from the effects of NPH and may contribute to many of its cardinal symptoms including dementia, incontinence, and gait impairment.3 The extent to which Alzheimer's disease pathology may negatively influence the response to shunt surgery requires prospective investigation using quantitative clinical assessment techniques.

In this study we estimated the prevalence of Alzheimer's disease pathology in 56 cognitively impaired patients who received ventriculoperitoneal shunts for a diagnosis of idiopathic NPH. The presence of pathology was ascertained by means of cortical biopsies obtained during surgery. The impact of Alzheimer's disease on the clinical presentation of the patients and on their response to shunting was assessed through psychometric and quantitative gait evaluations performed at baseline and postoperatively.


Within a 55 month period, 117 patients at our institution received shunt operations for a diagnosis of idiopathic NPH. All patients evidenced prominent signs of dyspraxic gait instability and MRI or CT disclosing severe ventricular enlargement in excess of sulcal prominence as interpreted by a neuroradiologist unaware of the patient's clinical condition. These patients received a diagnosis of NPH because neurological and medical evaluations disclosed no alternative explanation for the gait dysfunction. Specifically, in no patient could the gait impairment be attributed to rheumatological disease, peripheral neuropathy, myelopathy, stroke, Binswanger's disease, Parkinson's disease, cerebellar disease, or intracranial mass. Of the 117 patients, 81 underwent a structured psychiatric interview preoperatively and 77 were found to be cognitively impaired (global deterioration scale4 (GDS) score of ⩾3). In all cases, cognitive dysfunction either followed or evolved simultaneously with the onset of a gait disorder. After informed consent, 56 of the 77 cognitively impaired patients received cortical biopsies during shunt surgery. Biopsies were obtained when patients, their families, or their referring physicians sought information on the presence of comorbid neurodegenerative disease. The biopsy consisted of a 5 mm×2 mm wedge of tissue through the thickness of the cortex obtained adjacent to the shunt penetration site. Shunts were installed right frontally in 18 patients and right occipitoparietally in 38 patients.

The biopsy specimens were fixed in 10% neutral buffered formalin and processed routinely into paraffin for histological examination. Sections were examined with haematoxylin and eosin stains, with Congo red stains, and with Bielschowsky silver stains. The biopsies were evaluated for inflammation, neoplastic cells, amyloid angiopathy, neuritic and diffuse plaques, neurofibrillary tangles, Lewy bodies, and other intracellular inclusions. Biopsies were considered positive for Alzheimer's disease pathology if neuritic plaques, in any number, were present on the Bielschowsky stained sections.

Clinical characteristics and shunt response

Cognition was assessed by means of five psychometric tests previously found sensitive to shunt related improvement in a wider sample of patients with idiopathic NPH. The tests, which included measures of verbal recall, perceptual processing, psychomotor praxis and motor planning consisted of the Guild paragraph recall test,5the digit symbol substitution test,6 the trail making test,7 the Mefferd and Moran perceptual speed test,8 and the Purdue pegboard test.9 to facilitate statistical analysis and data presentation, a composite cognitive score equal to the mean of the standardised (Z transformed) raw scores was calculated. Gait was evaluated by measuring average velocity over a 60 foot distance. Additionally, by viewing pairs of digitised video clips made preoperatively and postoperatively, two clinicians independently recorded subjective impressions of gait change using a seven point ordinal scale: (+3=dramatic improvement/resolution of deficit, +2=definite/moderate improvement, +1= questionable/mild improvement, 0=no change, −1=questionable/mild deterioration, −2=definite / moderate deterioration, −3=marked deterioration). The raters had no previous clinical involvement in the study and were blinded to both the biopsy result as well as to the presurgical/postsurgical identity of the individual clips. A mean of the two rater's scores was computed and a value of ⩾+2 was conservatively taken as evidence for postshunt improvement. Finally the ambulatory index10 (AI), a six point ordinal scale assessing functional gait capacity, was administered. Baseline velocity and AI scores were available on 43 and 42 patients respectively and 35 completed the psychometric battery. A subset of these patients returned for postoperative clinical testing (mean follow up=4.3 months). A complete set of preoperative and postoperative psychometric results was available for 27 patients, velocity measurments for 32, clinician's impression of gait change (CIGC) ratings for 33, and AI scores for 34. There were no significant GDS, MMSE, sex, or age differences at baseline between patients with and without postoperative follow up data.


No biopsy showed inflammation, neoplasm, neurons with Lewy Bodies, Pick bodies, or glial cells with silver positive inclusions. Amyloid angiopathy and neuropil threads were detected in only a few specimens and sparse accumulations of neurofibrillary tangles were seen in six. Neuritic plaques were found in 23 biopsies whereas 12 patients showed only diffuse plaques. The plaque density by CERAD11 criteria was sparse in 10 and moderate to frequent in the remaining 13. Applying the recommended age adjustments, a CERAD diagnosis of definite Alzheimer's disease could be made in seven cases, probable disease in nine, and possible disease in seven.

Percentage of biopsies evidencing neuritic plaques as a function of GDS score. A GDS score of 3 indicates mild cognitive impairment while scores of 4 through 7 indicate progressively severe levels of dementia.

The clinical characteristics at baseline for the biopsied patients are presented in the first section of the table. Compared with Alzheimer's disease negative patients, those with Alzheimer's disease pathology were more cognitively impaired as evidenced by significantly higher GDS and lower mini mental status examination (MMSE) scores. The Alzheimer's disease positive group also exhibited greater gait dysfunction as exemplified by slower velocities and higher ambulatory index scores. There were, however, no significant between group differences for age, male/female ratio, frequency of incontinence, biopsy site, or surgical complications. The figure depicts the prevalence of Alzheimer's disease pathology as a function of GDS level. Whereas only 18% of GDS 3 patients were Alzheimer's disease positive, the prevalence increased to 75% for GDS 6 and above.

The shunt response data for the subset of patients who returned for postoperative testing is summarised in the second section of the table. Relative to their preoperative baselines, both Alzheimer's disease positive and Alzheimer's disease negative patients exhibited statistically significant improvements in gait velocity and AI scores. Comparable gait improvement was also recorded on the CIGC and similar proportions of patients experienced improved urinary control. For the Alzheimer's disease negative group, a small but statistically significant gain of 0.29 SD was found on the composite cognitive score whereas a trend (p<0.06) for improvement was seen for the Alzheimer's disease positive patients. Neither MMSE nor GDS scores improved significantly with shunting. No significant biopsy result by shunt outcome interactions were detected for any of the clinical measures. Within the Alzheimer's disease positive patients, no significant correlation was found between neuritic plaque density as estimated using the CERAD criteria11 and change on any of the measured clinical indices.


This study shows Alzheimer's disease pathology to be common in patients with NPH where its prevalence increases in proportion to the severity of dementia. These results are consistent with previous findings that hippocampal atrophy, a characteristic of Alzheimer's disease, correlates with cognitive performance in elderly patients with NPH12 and suggests that Alzheimer's disease may contribute significantly to the dementia of many patients diagnosed with this disorder. Although Alzheimer's disease positive patients with NPH were more cognitively impaired and exhibited a disproportionate level of gait dysfunction, their improvement after shunt placement was comparable with patients with negative biopsies.

Although our biopsy based prevalence estimates are roughly consistent with those reported elsewhere,1 2 13 very small neocortical tissue samples may be an inexact means of establishing a pathological diagnosis of Alzheimer's disease. Alzheimer's disease pathology typically affects neocortical regions only after involvement of the medial temporal lobe14 and sampling error may have led us to underestimate the true frequency with which the disease complicates the diagnosis of NPH. On the other hand, because low levels of neuritic plaques are traditionally held compatible with “normal aging”, we also may have overestimated the prevalence of Alzheimer's disease in our sample. Emerging evidence that the appearance of neocortical neuritic plaques tends to coincide with the development of cognitive impairment implies that previously accepted thresholds for establishing a diagnosis of Alzheimer's disease may have been too restrictive.15In view of these considerations, we suspect that the true prevalence of Alzheimer's disease is probably greater than our reported data suggest. Nevertheless, although we accepted any neuritic plaques as evidence for the presence of Alzheimer's disease pathology, we remain neutral with respect to the minimum plaque density required to establish a pathological diagnosis.

Patients with NPH and Alzheimer's disease would be expected to progressively worsen with the passage of time but shunt surgery may lessen their overall burden of functional disability and slow what would otherwise be an accelerated trajectory of neurological decline. Longitudinal follow up studies are needed to investigate the long term benefit of shunt operations in Alzheimer's disease positive patients with NPH.

A decision to recommend shunt surgery is often difficult and physicians must carefully weigh the potential for complications against an often uncertain likelihood of postoperative improvement. The potential availability of specific biological and neuroimaging tests for increasing confidence in the diagnosis of Alzheimer's disease will introduce an additional level of complexity to the decision making process. Our present findings suggest that patients with NPH who are good candidates for shunt operations based on accepted clinical and radiographic criteria should not be denied surgery solely because Alzheimer's disease may be suspected as a concomitant diagnosis.


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