Background: Apathy and depression are the most frequent behavioural and psychiatric disorders in Alzheimer’s disease, and may both have a negative impact on the progression of the illness.
Objectives: To examine the clinical correlates of apathy in Alzheimer’s disease (AD), and to determine whether apathy is a significant predictor of more rapid cognitive, functional and emotional decline.
Methods: Using a structured psychiatric evaluation, we examined a consecutive series of 354 subjects meeting clinical criteria for AD. Apathy was assessed by the Apathy Scale, and diagnosed using standardised criteria. Additional measurements included scales for depression, functional impairment, and global cognitive functions. A follow up evaluation was carried out in 247 patients (70% of the total sample) between 1 and 4 years after the baseline evaluation.
Results: Apathy was significantly associated with older age (p = 0.009), and a higher frequency of minor and major depression (p<0.0001). Apathy at baseline was a significant predictor of depression at follow up (p = 0.01), and was associated with a faster cognitive (p = 0.0007) and functional decline (p = 0.006).
Conclusions: Apathy in AD is a behavioural marker of a more aggressive dementia, characterised by a faster progression of cognitive, functional, and emotional impairment.
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- AD, Alzheimer’s disease
- ADL, activities of daily living
- AS, Apathy Scale
- CDR, Clinical Dementia Rating
- DSM-IV, Diagnostic and statistical manual of mental disorders, 4th edition
- FIM, Functioning Independence Measure
- HAM-D, Hamilton depression scale
- HIS, Hachinski Ischemic Score
- MMSE, Mini Mental State Examination
- SCID, Structured Clinical Interview for DSM-IV
Apathy is defined as lack of motivation relative to the individual’s previous level of functioning, and is manifested by diminished goal directed cognition and behaviour.1 Among patients with Alzheimer’s disease (AD) the frequency of apathy has been reported to range from 25% to 50%.2 Depression is the main psychiatric correlate of apathy in AD,3 an expected finding given that loss of interest and motivation is a conspicuous symptom of both syndromes. However, apathy should not be construed as a mere symptom of depression, given that about half of AD patients with apathy have no concomitant depression.3 Apathy is most prevalent in severe dementia,2 and could result from the serious functional restrictions imposed by the cognitive deficits. Several studies have demonstrated a significant association between apathy and both reduced metabolic activity in prefrontal regions4–6 and more severe parkinsonism,3 suggesting that neuropathological changes in specific brain areas may underlie the high frequency of apathy in AD.
For the present study, we examined a large consecutive series of patients with AD using reliable instruments to measure the severity of apathy, to rate the presence and severity of depression, and to determine the stages of AD. We expected apathy at baseline to be significantly associated with more severe dementia and depression, and to predict a faster cognitive and functional decline.
The AD group included a consecutive series of 354 outpatients attending the dementia clinic at a tertiary neurology centre in Buenos Aires, Argentina, between January 1996 and October 2001 for evaluation and treatment of progressive cognitive decline. The inclusion criteria were: (a) NINCDS-ADRDA criteria for probable AD;7 (b) no history of strokes, closed head injuries with loss of consciousness, or other neurological disorder with central nervous system involvement; (c) normal results on laboratory tests (to rule out other aetiologies of dementia); (d) no focal lesions on magnetic resonance imaging; and (e) a Hachinski Ischemic Score (HIS) <4. The institutional human subjects committee approved the study.
After written informed consent was obtained from patients and their respective caregivers, a psychiatrist blind to neurological findings assessed patients with the following instruments:
Structured Clinical Interview for DSM-IV (SCID),8 a semi-structured diagnostic interview for making the major Axis I DSM-IV diagnoses. A psychiatrist administered the SCID with the patient and at least one first degree relative. Based on the SCID responses, DSM-IV Axis I diagnosis of major depressive episode and the DSM-IV research diagnosis of minor depression disorder were made.9 We have previously demonstrated the validity of this diagnostic strategy in patients with AD.10
Mini-Mental State Examination (MMSE),11 an 11 item test found to be valid and reliable in globally assessing a limited range of cognitive functions.
Clinical dementia rating (CDR),12 a global rating device for dementia stages.
Hamilton depression scale (HAM-D),13 a 17 item interviewer rated scale that measures psychological and autonomic symptoms of depression.
Apathy Scale (AS),14 comprising 14 items, which are scored by the patient’s relative or caregiver. We have demonstrated the reliability and validity of the AS in AD. Diagnoses of apathy were generated based on caregivers’ ratings on the AS using the procedure and diagnostic criteria reported previously.3 Briefly, apathy was diagnosed whenever patients had poor or no motivation (item 7), interest (items 1 and 2), or effort (items 4 and 9), and had feelings of indifference or lack of emotions most or all of the time (items 10 and 13).
Functioning Independence Measure (FIM),15,16 an 18 item ordinal scale assessing self care, sphincter control, mobility, locomotion, communication, and social cognition. Higher scores indicate less impairment in activities of daily living (ADL).
Follow up examination
A follow up evaluation was carried out on 247 of the 354 patients (70%) between 1 and 4 years after the initial evaluation, using the same instruments assessed at baseline. Some patients could not be followed up; reasons included death during the follow up period (n = 21; 20%), severe dementia that precluded assessment (n = 49; 46%), moved to another city or could not be traced (n = 23; 21%), or refused another evaluation (n = 14; 13%). Patients without follow up were significantly older than patients with follow up (mean (SD) age: 73.1 (8.1) v 70.7 (7.4); t = 2.9, df = 352, p = 0.003), had lower MMSE scores (mean (SD) scores: 15.2 (7.1) v 22.2 (5.6); t = 9.9, df = 352, p<0.0001), and more severe apathy (mean (SD) scores: 22.7 (9.3) v 18.1 (9.6); t = 4.4, df = 352, p<0.0001). In total, 207 (84%) of the 247 patients with a follow up were assessed 1–2 years after the baseline evaluation, 30 patients (12%) had a follow up evaluation 2–3 years after the baseline evaluation, and 10 patients (4%) had a follow up evaluation 3–4 years after the baseline evaluation.
Statistical analysis was carried out using means and SDs, Student’s t test, and one way and repeated measures analysis of variance with post hoc planned comparisons (Tukey’s test for unequal samples). Frequency distributions were calculated using χ2 and Fisher’s exact tests. All p values are two tailed. To reduce the risk of type I errors, the p value was set at 0.01.
Baseline demographic and clinical findings
Apathy was diagnosed in 120 of the 354 patients (24%). Patients with apathy were significantly older, had more severe cognitive deficits, and more severe impairments in ADLs than patients without apathy (table 1). The frequency of apathy was 14% (n = 8) in very mild AD (CDR 0.5), 28% (n = 39) in mild AD (CDR 1), 39% (n = 43) in moderate AD (CDR 2), and 61% (n = 30) in severe AD (CDR 3). A hypothesis of unequal frequency of apathy based on the stage of dementia was statistically substantiated (χ2 = 29.9, df = 3, p<0.0001). Of the 74 patients with major depression, 41 (55%) had apathy, compared with 35 of 85 (41%) patients with minor depression, and 45 of 195 (23%) patients without depression. A hypothesis of unequal frequency of apathy based on the presence of depression was statistically substantiated (χ2 = 26.8, df = 2, p<0.0001).
The relationship between apathy and depression
We first examined whether the onset of depression during the follow up period was associated with increasing apathy. This analysis included patients with neither depression nor apathy at baseline (n = 97), who at follow up had major (n = 6), minor (n = 18), or no depression (n = 73). We calculated a two way analysis of variance with repeated measures, with depression diagnosis at follow up (major, minor, and no depression) as the between group factor, AS scores as the dependent variable, and time (baseline v follow up) as the repeated measure. There was a significant group (F(2,94) = 5.58, p = 0.005) and time (F(1,94) = 16.3, p<0.0001) effect, but no significant interaction (F(2,94) = 2.11, NS) (table 2). These results demonstrate an overall significant increment in apathy scores during the follow up period, and overall higher apathy scores for the group with major depression at follow up. The lack of a significant group by time interaction indicates that the increment in apathy scores during the follow up period was of similar magnitude for all three groups.
We next examined whether apathy at baseline might predict more severe depression at follow up. This analysis included patients without depression at baseline (n = 108), who were subdivided into groups having apathy (n = 21) or not (n = 76) at both evaluations. We calculated a two way analysis of variance with repeated measures, with apathy at baseline and at follow up (present v absent) as the between group factor, HAM-D scores as the dependent variable, and time (baseline v follow up) as the repeated measure. There was a significant group (F(1,95) = 7.50, p = 0.007) and time(F(1,95) = 10.8, p = 0.001) effect, and a significant group by time interaction (F(1,95) = 5.52, p = 0.01) (apathy group (baseline and follow up HAM-D scores; mean (SD): 5.3 (4.3) and 10.0 (11.0), respectively; no apathy group: 4.4 (3.5) and 5.2 (4.7), respectively). The mean (SD) baseline to follow up interval was 18.6 (9.5) months for the apathy group, and 16.7 (10.1) months for patients without apathy. These results demonstrate a significant increase in depressive symptoms during follow up for non-depressed patients with apathy compared with non-depressed patients without apathy.
Apathy and functional decline
To determine whether apathy predicted a faster cognitive and functional decline we examined longitudinal differences on MMSE and FIM scores for the following groups: (a) apathy at baseline and follow up,(b) no apathy at baseline or at follow up, and (c) no apathy at baseline and apathy at follow up (the small sample of 8 patients with apathy at baseline but no apathy at follow up was not included in this analysis) (table 3). Repeated measures analysis of variance for MMSE scores, with baseline MMSE scores as the covariate, showed a significant group effect (F(2,236) = 8.70, p = 0.0002), the expected time effect (F(1,236) = 33.8, p<0.0001), and a significant group by time interaction (F(2,236) = 7.39, p = 0.0007) (table 3). On individual group comparisons, patients with no apathy at baseline but apathy at follow up had a significantly greater decline on MMSE scores than patients without apathy at both evaluations (F(1,177) = 15.7, p<0.0001).
A two way analysis of variance with repeated measures for FIM scores showed a significant group (F(2,216) = 13.8, p<0.0001) and time (F(1,216) = 31.0, p<0.0001) effect, and a significant group by time interaction (F(2,216) = 5.17, p = 0.006) (table 3). On individual group comparisons, patients with no apathy at baseline but apathy at follow up had a significantly greater functional decline than patients without apathy at both evaluations (F(1,163) = 11.2, p<0.001).
There were no significant between group differences at the follow up evaluation in the frequency of patients on anticholinesterase drugs (no apathy at both evaluations: 36%, no apathy at baseline, apathy at follow up: 47%, apathy at both evaluations: 37%), neuroleptics (15%, 25%, and 25%, respectively), anxiolytics (23%, 24%, and 21%, respectively), and antidepressants (19%, 26%, and 30%, respectively).
We examined the association between apathy and depression in a longitudinal study that included a large series of patients with AD. There were several important findings. Firstly, apathy was significantly associated with older age, and the frequency of apathy increased from 14% in the stage of very mild AD to 61% in the stage of severe AD. Secondly, apathy was significantly associated with both major and minor depression. Thirdly, apathy at baseline was a significant predictor of depression at follow up. Fourthly, AD patients who developed apathy during the follow up period had a significantly greater cognitive and functional decline than AD patients without apathy.
Before further comments, several limitations of our study should be pointed out. Firstly, we obtained longitudinal information on 70% of our sample. The main reasons for lack of follow up were death or extreme dementia, and change of address. Patients without a follow up evaluation were older and had more severe dementia and apathy than patients with a follow up, thus our findings should be restricted to patients with mild or moderate AD. Secondly, duration of follow up was not homogeneous, ranging from 1 to 4 years. However, 84% of the patients were assessed 1–2 years after the baseline evaluation, and duration of follow up was similar for all the subgroups that were analysed. Thirdly, apathy in AD may be better suited to dimensional rather than a categorical diagnosis, and this issue should be clarified in future studies. However, we have demonstrated the reliability and validity of a categorical diagnosis of apathy in AD.3,17 Finally, patients were recruited from a tertiary neurology centre, which may have biased our sample towards cases with relatively more severe psychopathology.
To our knowledge, this is the largest longitudinal study on the clinical correlates and prognostic implications of apathy in AD. We found that patients with apathy were significantly older than patients without, and the frequency of apathy was highest among patients with severe dementia. Patients with advanced AD are greatly limited in the range of goal directed activities, and older age is itself associated with decreased social interaction. On the other hand, our finding that apathy was relatively frequent in the stages of mild (28%) and moderate AD (39%), and that 39% of patients with severe AD had no apathy suggests that severe cognitive deficits are neither necessary nor sufficient to produce apathy.
Our study also demonstrated a significant association between apathy and depression, an expected finding given phenomenological commonalities between both syndromes. However, depression was neither necessary (23% of non-depressed patients had apathy) nor sufficient (45% of patients with major depression and 49% of patients with minor depression had no apathy) to produce apathy. These findings support the suggestion from Levy that apathy should not be construed as a mere symptom of depression in dementia.18 Moreover, our study demonstrated that patients who became depressed during the follow up period did not develop more severe apathy at follow up than patients without depression, supporting the nosological separation between apathy and depression in AD.
In a recent study, Boyle and coworkers19 found that after accounting for both depression and cognitive deficits, apathy was significantly correlated with more severe functional deficits. Our study not only replicated this association, but also demonstrated for the first time that patients who developed apathy during the follow up period had a more rapid cognitive and functional decline than patients without apathy. These findings suggest that apathy is a behavioural marker of a more "malignant" type of AD, with more severe behavioural problems and a faster progression of cognitive, functional, and emotional deficits. Whether the successful treatment of apathy may reduce the progression of these impairments and improve the quality of life for patients and caregivers should be examined in future studies.
This study was partially supported with grants from the University of Western Australia, the Australian Rotary Health Research Fund, the Raine Medical Research Foundation, the Fremantle Hospital Research Foundation, and the National Health and Medical Research Council. We are grateful toto Drs E Chemerinski, G Petracca, and L Garau and to A Cao (MA) for data collection.
Competing interests: none
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