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Onco-neural antibodies and tumour type determine survival and neurological symptoms in paraneoplastic neurological syndromes with Hu or CV2/CRMP5 antibodies
  1. J Honnorat1,2,3,
  2. S Cartalat-Carel1,
  3. D Ricard4,
  4. J Ph Camdessanche1,2,5,
  5. A F Carpentier1,6,
  6. V Rogemond1,2,
  7. F Chapuis3,7,
  8. M Aguera2,
  9. E Decullier3,7,
  10. A M Duchemin8,
  11. F Graus9,
  12. J C Antoine1,2,4
  1. 1
    Centre de Référence Maladies Rares “Syndromes Neurologiques Paranéoplasiques,” Hospices Civils de Lyon, Hôpital Neurologique, Bron, France
  2. 2
    UMR INSERM S842, Lyon, France
  3. 3
    Université de Lyon, Université Lyon 1, Lyon, France
  4. 4
    Hôpital du Val de Grâce, Neurologie, Paris, France
  5. 5
    Hôpital Bellevue, Neurologie, Saint-Etienne, France
  6. 6
    Hôpital de la Pitié-Salpêtrière, Fédération Mazarin, Paris, France
  7. 7
    Hospices Civils de Lyon, Pôle IMER, Lyon, France
  8. 8
    The Ohio State University, Department of Psychiatry, Columbus, Ohio, USA
  9. 9
    Service of Neurology, Hospital Clinic, Universitat de Barcelona and Institut d’Investigació Biomèdica August Pi i Sunyer (IDIBAPS), Barcelona, Spain
  1. Dr J Honnorat, Neurologie B, Hôpital Neurologique de Lyon, 59 boulevard Pinel, 69677 Bron Cedex, France; jerome.honnorat{at}chu-lyon.fr

Abstract

Objective: Anti-Hu antibodies (Hu-Ab) and anti-CV2/CRMP5 antibodies (CV2/CRMP5-Ab) have been identified in association with paraneoplastic neurological disorders. However, it is not clear whether these antibodies are associated with specific neurological symptoms or are only markers of anti-cancer immune reaction.

Methods: To address this question, 37 patients with CV2/CRMP5-Ab and 324 patients with Hu-Ab were compared.

Results: Whereas the age and sex ratio were the same between the two groups, the distribution of neurological symptoms was not. Patients with CV2/CRMP5-Ab presented more frequently cerebellar ataxia, chorea, uveo/retinal symptoms and myasthenic syndrome (Lambert–Eaton myasthenic syndrome LEMS or myasthenia gravis). They also had a better Rankin score. In contrast, dysautonomia, brainstem encephalitis and peripheral neuropathy were more frequent in patients with Hu-Ab. Limbic encephalitis occurred similarly in both groups. Small-cell lung cancer was the most frequently associated tumour in both groups of patients, while malignant thymoma was observed only in patients with CV2/CRMP5-Ab. In particular, patients with CV2/CRMP5-Ab and thymoma developed myasthenic syndrome more frequently, while patients with SCLC developed neuropathies more frequently. Chorea and myasthenic syndrome were only seen in patients with CV2/CRMP5-Ab. The median survival time was significantly longer in patients with CV2/CRMP5-Ab, and this effect was not dependent on the type of tumour.

Interpretation: The data demonstrate that in patients with paraneoplastic neurological syndromes, the neurological symptoms and survival vary with both the type of associated onco-neural antibody and the type of tumour.

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In recent years, several onconeural antibodies have been identified in association with a variety of paraneoplastic neurological disorders (PND), and many of them have led to described PND.1 Some of them like anti-Yo or anti-Tr antibodies are clearly associated with one neurological disorder (in this case, cerebellar ataxia). However, in many cases, whether these antibodies are associated with a specific set of neurological symptoms1 or are only markers of the type of cancer2 remains unclear. Thus, there is a need to determine if a specific neurological syndrome occurs with a given antibody.

Anti-CV2/CRMP5 antibodies (CV2/CRMP5-Ab) were first described in a patient with cerebellar ataxia, peripheral neuropathy, uveitis and axillary lymph node metastasis of an undifferentiated carcinoma.3 Since this first description, the specific association of CV2/CRMP5-Ab with PND has been confirmed in many other cases.49 CV2/CRMP5-Ab have been reported with PND involving different structures of the central and peripheral nervous system, and small-cell lung cancer (SCLC) is the most frequently associated tumour. These features seem to be very similar to the Hu-Ab-associated PND.10 Furthermore, both antibodies may occur simultaneously in the same patient,4 and SCLC is the most frequently associated tumour in both groups. However, it is not really known if the neurological symptoms differ or not between these two groups of patients. To address the specificity of the clinical presentation associated with CV2/CRMP5-Ab or Hu-Ab, we compared the clinical and tumoural features of patients presenting at least one of these antibodies.

METHODS

Patients

Data from patients with onset of the PND between January 1993 and December 2001 were retrospectively reviewed in the database of two centres: Rare Disease Reference Center for PND (Lyon–St Etienne–Paris, France) and Barcelona (Spain). Clinical information on the neurological symptoms, severity of the neurological status, delay in the neurological diagnosis, tumour diagnosis and staging, and outcome of the patients was obtained from forms filled out by the referring neurologists, telephone interviews and review of the clinical records.

The clinical symptoms of the patients were coded into eight syndromes according to the published PND criteria:1 neuropathy (clinical symptoms or electrophysiological evidences), cerebellar degeneration, limbic encephalitis, optic neuritis or retinitis (visual acuity alteration with papillitis oedema), myasthenic syndrome (myasthenia gravis or Lambert–Eaton myasthenic syndrome), chorea, dysautonomia and brainstem encephalitis. The neurological disability was evaluated by a modified Rankin scale.11

Onconeural antibodies analysis

The patient sera were tested for the presence of onconeural antibodies by immunohistochemistry using paraformaldehyde fixed sections of adult rat brain and western blotting.4 All sera were tested for Hu, Ri, Yo, CV2/CRMP5, Tr and amphiphysin antibodies. The presence of CV2/CRMP5-Ab was affirmed when (1) the serum immunolabelled the cytoplasm of oligodendrocytes in the cerebellum and brainstem and (2) immunoreacted with the recombinant CRMP5 protein by western blotting.6 8 The presence of Hu-Ab was confirmed by western blotting using recombinant HuD protein (provided by J Dalmau, Philadelphia).

Statistical analysis

Descriptive results were expressed as percentages for qualitative data and means (and relative standard deviations) for quantitative data.

Comparisons between groups were realised by the χ2 test for qualitative data (or by the Fisher exact test when the hypothesis for the χ2 test was not fulfilled) and by the Mann–Whitney non-parametric test for quantitative data.

Time between onset of neurological symptoms to death or to last visit was computed and a Kaplan–Meyer survival analysis was performed. Survival curves were compared using a logrank test. Antibody status was also entered into a proportional hazard model (Cox regression) with adjustment for age, sex, Rankin score and single versus multiple neurological signs (neuropathy, limbic encephalitis, dysautonomy, brainstem encephalitis and cerebellar ataxia).

RESULTS

We selected 47 patients with CV2/CRMP5-Ab for whom all clinical records were available in the database. Thirty-seven had only CV2/CRMP5-Ab and 10 had both Hu-Ab and CV2/CRMP5-Ab. To perform clinical comparisons, we selected 324 patients with Hu-Ab and complete clinical information in the databases.

Clinical syndromes of CV2/CRMP5-Ab versus Hu-Ab patients

While some of the characteristics of the two groups of PND patients were similar, neurological disorders associated with CV2/CRMP5-Ab did not parallel those associated with Hu-Ab (table 1). Patients with CV2/CRMP5-Ab had significantly more frequent cerebellar ataxia (p = 0.001), chorea (p = 0.01), uveo/retinal symptoms (p = 0.003) and neuromuscular junction abnormalities (myasthenia gravis or Lambert–Eaton myasthenic syndrome LEMS, p = 0.004) and less peripheral neuropathy (p<0.001), brainstem encephalitis (p = 0.02) and dysautonomia (p = 0.009) than patients with Hu-Ab. In addition, the Rankin score at diagnosis was higher in patients with Hu-Ab than in patients with CV2/CRMP5-Ab. In contrast, the frequency of limbic encephalitis was the same between the two groups. There was also no difference between the two patient groups concerning age, sex ratio or the cause of death.

Table 1 Comparison of clinical characteristics of patients with CV2/CRMP5-Ab (CV2) and Hu-Ab (Hu)

Characteristics of peripheral neuropathy in CV2/CRMP5 patients versus Hu patients

In order to compare the characteristics of the peripheral neuropathy, an analysis was performed on a subgroup of 17 patients with CV2/CRMP5-Ab and 16 patients with Hu-Ab. These patients were selected because of the availability of a detailed clinical and electrophysiological analysis and because they were examined by one of the coauthors. In this subgroup, mean age (62.6 (SD 10.6) vs 61.6 (10.8) years), sex ratio (2.4 vs 4.3), Rankin score (3.23 (1.2) vs 2.87 (1.2)) and time before cancer diagnosis (9.93 (9.2) vs 9.31 (11.9) months) were not significantly different between patients with CV2/CRMP5-Ab and patients with Hu-Ab, respectively. However, in patients with CV2/CRMP5-Ab, the peripheral neuropathy was more frequently sensory motor (76% vs 31% p = 0.03) and less painful (41% vs 82%, p = 0.02), the motor or sensory upper limb involvement was less frequent (53% vs 87%, p = 0.03) while motor involvement was more frequent in the lower limbs (57% vs 19%). The peripheral neuropathy was the only neurological sign in 69% of patients with Hu-Ab versus 35% for patients with CV2/CRMP5-Ab (p = 0.05). In patients with CV2/CRMP5-Ab, the neuropathy was more frequently associated with a central nervous system disorder, in particular cerebellar ataxia (p<0.02). Electrophysiologically, sensory action potentials were more frequently abnormal in patients with Hu-Ab (all sensory nerves: 3.3 (4.3) vs 6.8 (9) µV for CV2/CRMP5-Ab patients, p = 0.02), and this was particularly evident in the upper limbs (2.9 (4.1) vs 10.1 (11.2) µV, p = 0.002, respectively). In contrast, motor conduction velocities were more altered in CV2/CRMP5-Ab patient’s lower limbs (35.5 (13.9) vs 39.7 (5.6) m/s for Hu-Ab patients, p = 0.03). However, motor conduction velocities in the upper limbs (49.2 (10.5) for CV2/CRMP5-Ab patients vs 44.7 (16) m/s for Hu-Ab patients) as well as the action potentials were normal in both groups.

Type of tumour in CV2/CRMP5-Ab versus Hu-Ab patients

Histological confirmation of cancer diagnosis was obtained in 32 patients with CV2/CRMP5-Ab (86.5%), in 252 patients with Hu-Ab (77.8%) and in nine patients with both CV2/CRMP5-Ab and Hu-Ab (90%) (table 1). Furthermore, two CV2/CRMP5-Ab and 26 Hu-Ab patients showed radiological evidence of lung cancer. The three patients with CV2/CRMP5-Ab without evidence of cancer were heavy smokers who were lost at follow-up less than 6 months after the onset of the neurological syndromes. PND led to the diagnosis of the tumour in 72.7% of patients with CV2/CRMP5-Ab and in 77.5% of patients with Hu-Ab (not statistically different). The average time between the onset of the neurological disorders and the detection of the tumour was higher in patients with CV2/CRMP5-Ab than in patients with Hu-Ab antibodies (p = 0.03) (table 1). SCLC was the most frequently associated tumour in both groups, and thymoma was found only in patients with CV2/CRMP5-Ab (table 1). The other types of tumour observed in patients with CV2/CRMP5-Ab were undifferentiated carcinoma in two cases (6.3%), prostate small-cell carcinoma in one case (3.1%) and uterus sarcoma in two cases (6.3%). In patients with Hu-Ab, the main other associated cancers were lung adenocarcinoma in 19 cases (6.8%), prostate small-cell carcinoma in seven cases (2.5%) and gynaecological cancer (breast, ovary, uterus) in seven cases (2.5%).

Clinical characteristics of patients according to the type of cancer

Neurological syndromes of CV2/CRMP5-Ab patients with malignant thymoma or SCLC were compared (table 2). Patients with malignant thymoma were significantly younger (p = 0.05) than patients with SCLC and characterised by the more frequent association with myasthenia gravis (p<0.01) and a less frequent association with neuropathy (p<0.01).

Table 2 Comparison of neurological symptoms in patients with CV2/CRMP5-Ab only and thymoma or small-cell lung cancer (SCLC)

We also studied whether SCLC was associated with a particular clinical presentation depending on the type of antibody by comparing 21 patients with CV2/CRMP5-Ab, 196 with Hu-Ab and seven with both antibodies. Differences were observed only for neuropathy (87.8% for Hu-Ab vs 66.7% for CV2/CRMP5-Ab, p = 0.01), dysautonomy (24% for Hu-Ab vs 4.8% for CV2/CRMP5-Ab, p = 0.05) and uveo/retinal symptoms (19% for CV2/CRMP5-Ab vs 0.5% for Hu-Ab, p = 0.03). The Rankin score was higher in patients with Hu-Ab than in patients with CV2/CRMP5-Ab (3.0 (1.3) vs 2.2 (1.6), p = 0.02).

Survival analysis

The median survival time was significantly longer in patients with CV2/CRMP5-Ab than in patients with Hu-Ab or in patients with both antibodies (47.67 vs 11.46 and 18.00 months respectively, p = 0.01) (fig 1). This difference was still observed when only the subgroup of patients with SCLC was considered (52.50 vs 11.53 and 18.00 months, respectively; p = 0.01) (fig 2). When adjusting for age, sex, Rankin score and type of neurological symptoms in the SCLC patients group (Cox regression), the difference of survival time between patients with CV2/CRMP5-Ab, Hu-Ab and both antibodies was still significant (p = 0.04).

Figure 1

Survival curve for all patients with CV2/CRMP5-Ab (CV2), Hu-Ab (Hu) or both antibodies (Hu+CV2). PNS, paraneoplastic neurological syndrome.

Figure 2

Survival curve for patients with small-cell lung cancer and CV2/CRMP5-Ab (CV2), Hu-Ab (Hu) or both antibodies (Hu+CV2).

Patients with both antibodies displayed a median survival time similar to that of Hu-Ab patients but seem to have a clinical presentation similar to that of the CV2/CRMP5-Ab patients with more frequent cerebellar ataxia and association with malignant thymoma (table 1).

DISCUSSION

The present analysis shows that CV2/CRMP5-Ab and Hu-Ab define two different profiles of paraneoplastic encephalomyelitis despite their apparent similar clinical and oncological features and their possible simultaneous occurrence in the same patient.

Comparative to the Hu-Ab syndrome, the CV2/CRMP5-Ab syndrome is characterised by a high frequency of cerebellar ataxia, chorea and ocular manifestations including optic neuritis and posterior uveitis. Limbic encephalitis and diffuse encephalitis occur with the same frequency in both disorders. The neuropathy associated with CV2/CRMP5-Ab is also different from that of the Hu-Ab syndrome. The clinical and electrophysiological pattern of the Hu-Ab syndrome mainly corresponds to subacute sensory neuropathy as previously described10 1214 and is frequently an isolated or markedly predominant manifestation of the Hu-Ab syndrome. Conversely, the CV2/CRMP5-Ab neuropathy is frequently integrated in a more complex sensorimotor neurological disorder. Nerve lesions in patients with CV2/CRMP5-Ab probably account for the electrophysiological pattern of the neuropathy which is marked by a more severe axonal and mildly demyelinating pattern,15 although motor nerve conduction velocities are also frequently mildly abnormal in patients with Hu-Ab.16

Our results contrast with those of the Mayo Clinic group who reported a more unspecific neurological disorder in patients with CRMP5-Ab9 and only recognised chorea, optic neuropathy and retinopathy as a clinical manifestation typical of CRMP5-Ab.9 1720 The same group also suggested that, except anti-Yo/PCA1-Ab, all the other onconeural antibodies are frequently associated in the same patient and can predict only the presence of a tumour, not a specific neurological syndrome.2 The discrepancy between these results and ours may be explained by the fact that we used the “classical” criteria for the definition of the neurological syndromes.1 These criteria were published in 2004 after Yu et al’s publication.9 In addition, these authors used only western blot analysis with recombinant protein and not immunohistochemistry for the diagnosis of CV2/CRMP5-Ab. However, we observed a few patients with low titres of antibodies recognising CRMP5 epitopes only by western blot and which were not associated with PND.21 Anti-CRMP5 antibodies predict PND only if a staining of oligodendrocytes is observed by immunohistochemistry.21 All these data demonstrate that the clinical analysis and the quality of data collection, like the biological criteria used to define onconeural antibodies, are essential to study the relationship between onconeural antibodies and PNDs.

Another noteworthy result of our study, confirming previous reports,4 9 is that CV2/CRMP5-Ab is associated mainly with SCLC and thymoma. The association of CV2/CRMP5-Ab with thymoma is characteristic of this antibody. In our study, the long-term follow-up of patients with thymoma excluded the possibility that an underlying SCLC had remained undiagnosed. Patients with thymoma and CV2/CRMP5-Ab were younger and developed myasthenia gravis more frequently and neuropathy less frequently than patients with SCLC. The clinical differences between thymoma and SCLC patients could reflect different mechanisms of immune reaction. Indeed, patients with thymoma frequently have immune responses against acetylcholine receptors or voltage-gated potassium channel, while patients with SCLC may have low titres of Hu-Ab or other antibodies undetectable by our method. Furthemore, immunisation against CRMP5 in this two types of tumour is probably different, since SCLC express CRMP5 protein, while thymoma do not.22

An unexpected finding of this study is that the median survival time was significantly longer in patients with SCLC and CV2/CRMP5-Ab comparative to patients with SCLC and Hu-Ab. This result was confirmed by the study of the 865 patients with paraneoplastic neurological syndrome (PNS) from the PNS Euronetwork Database (http://www.pnseuronet.org). With the 344 Hu patients and 39 CV2/CRMP5 patients collected between 2000 and 2007 in this database, we observed exactly the same overall survival difference as in our study (data not shown, PNS Euronetwork communication). The reason for this better prognosis is unclear. One can argue that Hu patients have a more severe neurological syndrome than CV2/CRMP5 patients. However, our study showed that even if the Rankin score is significantly higher in patients with Hu-Ab than in patients with CV2/CRMP5-Ab, the death by neurological disorders in patients with Hu-Ab is not significantly higher than in patients with CV2/CRMP5-Ab, suggesting that a more severe syndrome is not a clear explanation for the higher mortality. This is also suggested by the result of Cox regression including the Rankin score. In any case, all these patients had a SCLC, and the overall survival (52 months) of patients with CV2/CRMP5-Ab and this type of tumour is highly surprising. Further work will be necessary to understand this unexpected evolution.

In conclusion, our study demonstrates that CV2/CRMP5-Ab syndrome appears to be an entity different from the Hu-Ab syndrome although both antibodies may simultaneously occur in the same patient. This study also suggests that the prognosis of the same type of tumour may be different according to the type of onconeural antibodies.

Acknowledgments

We thank TT Quach for critical reading of the manuscript, C Rossi for studying the overall survival of patients with CV2/CRMP5- and Hu-Ab from the PNS EURONETWORK database and all the members of this network.

REFERENCES

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Footnotes

  • Competing interests: None.

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